AdviceTech Podcast 102 – 3Lines 2.0

Produced By: Ensombl

Earn 0.65 CPD Points

Technical Competence Client Care & Practice Reg Compliance & Consumer Protection Professionalism and Ethics General 0.65 CPD Pts

Complete the quiz to earn 0.65 CPD Points

Quiz

Podcast

AdviceTech Podcast 102 – 3Lines 2.0

Quiz

The quiz will appear once you’ve completed the podcast.

Complete the quiz to earn 0.65 CPD points.

1. Which of the following is a primary benefit of using a RegTech platform like 3Lines for AFSL holders?

Reducing compliance costs by removing all legal obligations
Automating compliance tasks to save time and improve efficiency
Replacing human decision-making entirely with AI

2. What challenge does the Three Lines platform address for AFSL holders?

Eliminating the need for advisor reviews
Managing compliance without multiple disconnected systems
Reducing tax obligations for clients

3. What is one of the key risks of relying heavily on AI in compliance, as mentioned in the discussion?

AI solutions are always more accurate than human reviews
AI eliminates the need for any compliance staff
Data privacy and bias issues may compromise compliance accuracy

Details

In this episode, Pat is joined by Eloise Somerford and Julia Vojkovic from 3Lines. They discuss the features of 3Lines 2.0, which aims to streamline compliance management for financial services licensees by offering a comprehensive, AI-enhanced solution that addresses common pain points and enables licensees to focus more on serving their clients.

Accreditation Points Allocation:

Technical Competence 0.20

Client Care and Practice 0.05

Regulatory Compliance and Consumer Protection 0.30

Professionalism and Ethics 0.05

General 0.05

Total CPD Points: 0.65

Learning Outcomes

The goal of this content is to broaden the learner’s understanding of how to:

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AdviceTech Podcast 102 – 3Lines 2.0

Podcast

AdviceTech Podcast 102 – 3Lines 2.0

Quiz

Details

Learning Outcomes

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