Engine Room Podcast 42 – Shail Singh

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Technical Competence Client Care & Practice Reg Compliance & Consumer Protection Professionalism and Ethics 0.90 CPD Pts

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Podcast

Engine Room Podcast 42 – Shail Singh

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Shail is the Lead Ombudsman for Investments and Advice at the Australian Financial Complaints Authority. He and Andrew discuss his career path from lawyer to financial planner, the importance of culture and ethics in the industry, the role of technology and AI in financial advice, and the need for effective dispute resolution and consumer-first practices. Accreditation Points Allocation: Technical Competence 0.4 Client Care and Practice 0.2 Regulatory Compliance and Consumer Protection 0.2 Professionalism and Ethics 0.1

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The goal of this content is to broaden the learner’s understanding of how to:

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Engine Room Podcast 42 – Shail Singh

Podcast

Engine Room Podcast 42 – Shail Singh

Quiz

Details

Learning Outcomes

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