Produced By: Ensombl
Shail is the Lead Ombudsman for Investments and Advice at the Australian Financial Complaints Authority. He and Andrew discuss his career path from lawyer to financial planner, the importance of culture and ethics in the industry, the role of technology and AI in financial advice, and the need for effective dispute resolution and consumer-first practices.
Accreditation Points Allocation:
Technical Competence 0.4
Client Care and Practice 0.2
Regulatory Compliance and Consumer Protection 0.2
Professionalism and Ethics 0.1