Enhancing Your Technology, Business & Client Experience 3

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Technical Competence Reg Compliance & Consumer Protection General 0.80 CPD Pts

Complete the quiz to earn 0.80 CPD Points

Quiz

Podcast

Enhancing Your Technology, Business & Client Experience 3

Quiz

The quiz will appear once you’ve completed the podcast.

Complete the quiz to earn 0.80 CPD points.

1. Which of the following is a primary way AI can help financial advisers?

Enhancing efficiency through automation and client communication
Replacing human advisors completely
Generating investment returns automatically

2. What is a key compliance risk associated with using AI in financial advice?

Public AI tools may expose client data if not used securely
AI completely eliminates the need for human oversight
AI can instantly generate compliant Statements of Advice

3. How is AI most commonly being used in financial advice practices today?

Writing complex financial strategies from scratch
Making investment decisions without advisor input
Recording and transcribing client meetings, assisting with content creation

Details

In this episode, Sacha is joined by Peter Worn, Joint-Managing Director at Finura Group, and Jeroen Buwalda, Chief Operating Officer at Colonel First State. They discuss harnessing the power of AI, including improving efficiency, client communication, and knowledge management, while addressing concerns around data quality, cybersecurity, and ethical considerations. Accreditation Points Allocation: Technical Competence 0.4 Regulatory Compliance & Consumer Protection 0.2 General 0.2 Total CPD Points 0.8

Learning Outcomes

The goal of this content is to broaden the learner’s understanding of how to:

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Enhancing Your Technology, Business & Client Experience 3

Podcast

Enhancing Your Technology, Business & Client Experience 3

Quiz

Details

Learning Outcomes

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